Statistik Dasar
| CIK | 67813 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Montgomery Street Income Securities, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar kronologis Pengajuan SEC yang lengkap, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 26, 2017 |
Montgomery Street Income Securities ORDR UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| January 4, 2017 |
Montgomery Street Income Securities NTC SECURITIES AND EXCHANGE COMMISSION Release No. IC-32407 Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 December 30, 2016 The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of December 2016. A copy of each application may be obtained via the Commission’s website by se |
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| November 28, 2016 |
Montgomery Street Income Securities /A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction I above): [] Merger [X] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
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| November 1, 2016 |
Montgomery Street Income Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction I above): [] Merger [X] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
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| February 29, 2016 |
ITEM 77C: Submission of Matters to a Vote of Security Holders ditem77c.htm ITEM 77C: Submission of Matters to a Vote of Security Holders At a Special meeting of Stockholders held on November 16, 2015, stockholders of Montgomery Street Income Securities, Inc. (the “Fund”) approved the dissolution and liquidation of the Fund pursuant to a Plan of Dissolution and Liquidation dated October 16, 2015. At the Special meeting of Stockholders, of the 10,365,209.00 to |
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| February 29, 2016 |
ditem77q1.htm ITEM 77Q1 (a): Copies of any Material Amendments to the Registrant’s Charter or By-laws MONTGOMERY STREET INCOME SECURITIES, INC. BY-LAWS Amendment to Amended and Restated By-Laws Section 4.01 of the Amended and Restated By-Laws dated April 23, 2013 is restated in its entirety as follows: Section 4.01. Chairman of the Board. The Board of Directors may, if it so determines, elect a Ch |
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| February 29, 2016 |
ditem77b.htm Item 77B On October 2, 2015, the Board of Trustees of Montgomery Street Income Securities, Inc. (the ?Fund?) approved the liquidation of the Fund to take effect on December 24, 2015 pursuant to a Plan of Liquidation and Dissolution (the ?Liquidation?). Because the Liquidation will be completed, and the Fund?s operations wound up, prior to the reporting date required by applicable law |
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| February 29, 2016 |
ITEM 77O: Transactions effected pursuant to Rule 10f-3 ditem77o.htm ITEM 77O: Transactions effected pursuant to Rule 10f-3 Fund: Montgomery Street Income Securities, Inc. Security: Credit Suisse Group Funding Guernsey Ltd. Date of Purchase: September 10, 2015 Amount of Purchase: $800,000.00 Purchase price: $99.829 Purchased from: Credit Suisse Securities (USA) LLC Affiliated Underwriter: Wells Fargo Securities, LLC For the transaction listed, the dete |
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| January 26, 2016 |
Montgomery Street Income Securities MONTGOMERY STREET INCOME SECURITIES, INC. montgomery1515d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 12 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 033-45735 Montgomery Street Income Securities, Inc. (Ex |
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| January 15, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 26, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 11, 2016 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) MONTGOMERY STREET CHG (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| November 24, 2015 |
Montgomery Street Income Securities (Quarterly Schedule of Portfolio Holdings) dnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02340 MONTGOMERY STREET INCOME SECURITIES, INC. Three Canal Plaza, 6th Floor Portland, ME 04101 Stacey E. Hong, Principal Executive Officer Three Canal Plaza, 6th Floor Portland, ME 04101 |
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| November 24, 2015 |
Montgomery Street Income Securities, Inc. dpfo302.htm Exhibit (a)(2) Montgomery Street Income Securities, Inc. I, Michael J. McKeen, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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| November 24, 2015 |
Montgomery Street Income Securities, Inc. dpeo302.htm Exhibit (a)(2) Montgomery Street Income Securities, Inc. I, Stacey E. Hong, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| October 16, 2015 |
Montgomery Street Income Securities 14A def14a.htm SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Material |
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| October 2, 2015 |
Montgomery Street Income Securities 14A pre14a.htm SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Material |
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| August 10, 2015 |
MTS / Montgomery Street Income Securities, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Montgomery Street Income Securities, Inc. (MTS) (Name of Issuer) Common Stock (Title of Class of Securities) 614115103 (CUSIP Number) July 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| July 16, 2015 |
rrd383791434560.html SECTION 16 POWER OF ATTORNEY NEDAL ALQAM The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned' |
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| July 16, 2015 |
rrd383792434562.html SECTION 16 POWER OF ATTORNEY TOMMY DINH NGUYEN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unders |
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| July 10, 2015 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| June 4, 2015 |
Montgomery Street Income Securities DEF 14A Notice of 2015 Annual Meeting of Stockholders and Proxy Statement Montgomery Street Income Securities, Inc. |
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| June 1, 2015 |
Montgomery Street Income Securities, Inc. Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Ill |
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| June 1, 2015 |
Exhibit 3 Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| April 30, 2015 |
rrd382339432914.html SECTION 16 POWER OF ATTORNEY Thomas J. Otterbein The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unde |
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| April 28, 2015 |
rrd382340432913.html SECTION 16 POWER OF ATTORNEY Sudi N. Mariappa The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersi |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2015 |
MTS / Montgomery Street Income Securities, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Montgomery Street Income Securities, Inc. (MTS) (Name of Issuer) Common Stock (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 5, 2015 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| December 1, 2014 |
Exhibit 3 Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| December 1, 2014 |
Montgomery Street Income Securities, Inc - MONTGOMERY STREET INCOME SECURITIES, INC. FORM N-Q Montgomery Street Income Securities, Inc. Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Ill |
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| October 14, 2014 |
MTS / Montgomery Street Income Securities, Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Montgomery Street Income Securities Inc. (MTS) - (Name of Issuer) Common Stock - (Title of Class of Securities) 614115103 - (CUSIP Number) October 13, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| August 8, 2014 |
MTS / Montgomery Street Income Securities, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Montgomery Street Income Securities, Inc. (MTS) (Name of Issuer) Common Stock (Title of Class of Securities) 614115103 (CUSIP Number) July 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| July 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 30, 2014 |
Exhibit 3 Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - MONTGOMERY STREET INCOME SECURITIES, INC. FORM N-Q Montgomery Street Income Securities, Inc. Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Ill |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 28, 2014 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 27, 2014 |
MTS / Montgomery Street Income Securities, Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Montgomery Street Income Securities Inc. (MTS) - (Name of Issuer) Common Stock - (Title of Class of Securities) 614115103 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| December 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Montgomery Street Income Securities, Inc. - (NAME OF ISSUER) Closed End Mutual Fund - (TITLE OF CLASS OF SECURITIES) 614115103 - (CUSIP NUMBER) November 30, 2013 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSU |
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| December 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2013 |
Exhibit 3 Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - MONTGOMERY STREET INCOME SECURITIES, INC. FORM N-Q Montgomery Street Income Securities, Inc. Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Ill |
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| September 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Montgomery Street Income Securities, Inc. - (NAME OF ISSUER) Closed End Mutual Fund - (TITLE OF CLASS OF SECURITIES) 614115103 - (CUSIP NUMBER) August 31, 2013 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUAN |
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| August 29, 2013 |
MONTGOMERY STREET INCOME SECURITIES, INC. BY-LAWS As Amended and Restated as of April 23, 2013 ARTICLE I STOCKHOLDERS Section 1.01. Annual Meetings. The Corporation shall hold an annual - meeting of its stockholders to elect directors and transact any other business within its powers at 10:00 a.m. on such day in July as shall be set by the Board of Directors or at such other time and on such other |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - MONTGOMERY STREET INCOME SECURITIES, INC. FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Illinois 60606 (Address of principal executive office |
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| May 28, 2013 |
Exhibit 99.CERT Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Montgomery Street Income Securities, Inc. |
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| February 13, 2013 |
MTS / Montgomery Street Income Securities, Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Montgomery Street Income Securities Inc. (MTS) - (Name of Issuer) Common Stock - (Title of Class of Securities) 614115103 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 13, 2013 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - MONTGOMERY STREET INCOME SECURITIES, INC. FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Illinois 60606 (Address of principal executive office |
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| November 29, 2012 |
Exhibit 99.CERT Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 25, 2012 |
Exhibit 99.CERT Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 25, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Illinois 60606 (Address of principal executive office |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 26, 2012 |
MTS / Montgomery Street Income Securities, Inc. / SIT INVESTMENT ASSOCIATES INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Montgomery Street Income Securities Inc. (MTS) - (Name of Issuer) Common Stock - (Title of Class of Securities) 614115103 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 25, 2012 |
MTS / Montgomery Street Income Securities, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| November 23, 2011 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 23, 2011 |
Montgomery Street Income Securities, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. (Exact name of registrant as specified in charter) 225 West Wacker Drive, Suite 1200 Chicago, Illinois 606 |
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| November 23, 2011 |
Certification of the Principal Financial Officer required by Rule 30a-2(a) Exhibit 3(b) CERTIFICATION I, Daniel W. |
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| May 24, 2011 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 25, 2011 |
c/o Jackson Fund Services 225 West Wacker Dr., Suite 1000 Chicago, IL 60606 April 25, 2011 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Ms. DiAngelo: This letter is in response to comments received from you resulting from a review of filings made wi |
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| January 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) MONTGOMERY STR INCOME SECS I (Name of Issuer) COM (Title of Class of Securities) 614115103 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 14, 2011 |
POWER OF ATTORNEY TAMARA J. ARNOLD The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersign |
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| January 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Montgomery Street Income Securities Inc. (MTS) - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 614115103 - - (CUSIP Number) December 31, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| January 4, 2011 |
rrd265113299261.html POWER OF ATTORNEY JOHN MARK MILLER The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name |
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| January 4, 2011 |
POWER OF ATTORNEY WENDY CUPPS The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. |
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| November 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-2340 Montgomery Street Income Securities, Inc. |
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| November 24, 2010 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| October 21, 2010 |
POWER OF ATTORNEY TROY DUNKEL The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. |
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| August 25, 2010 |
Exhibit 77Q1(f): Exhibits; Letters from the Independent Accountant Furnished - - Pursuant to Sub-Item 77K - - August 25, 2010 Securities and Exchange Commission 100 F Street N. |
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| August 25, 2010 |
Exhibit 77Q1(b): Exhibits; Copy of Text of Pending Changes to Registrant's - - Policies with Respect to Security Investments - - MONTGOMERY STREET INCOME SECURITIES, INC. |
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| August 25, 2010 |
Exhibit 77Q1(e): Exhibits; Copies of Any New or Amended Registrant Investment - - Advisory Contracts - - The following document is incorporated by reference: Interim Investment Advisory Agreement between Montgomery Street Income Securities, Inc. |
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| August 25, 2010 |
Exhibit 77C: Matters Submitted to a Vote of Security Holders - - The Annual Meeting of Stockholders of the Fund was held on July 8, 2010 at 3 Embarcadero Center, 7th Floor, San Francisco, California. |
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| August 25, 2010 |
Exhibit 77K: Changes in Registrant's Certifying Accountant - - When PIMCO was being considered by the Board as the Fund's new investment adviser, Deloitte & Touche LLP ("Deloitte") advised the Fund that, because it has an existing financial relationship with PIMCO, Deloitte would be required to resign under applicable accounting rules as the Fund's independent registered accountant since it would no longer be considered "independent" with respect to the Fund. |
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| June 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 28, 2010 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| May 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 16, 2010 |
rrd241477272505.html EXHIBIT 24 POWER OF ATTORNEY DANIEL J. IVASCYN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unders |
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| March 16, 2010 |
rrd241497272535.html EXHIBIT 24 POWER OF ATTORNEY JONATHAN D. SHORT The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unders |
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| March 16, 2010 |
POWER OF ATTORNEY JOSEPH A. FOURNIER The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersi |
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| March 16, 2010 |
POWER OF ATTORNEY EDWARD L. ELLIS The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersigne |
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| March 16, 2010 |
rrd241471272498.html POWER OF ATTORNEY BRENT R. HARRIS The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name |
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| March 16, 2010 |
POWER OF ATTORNEY MOHAMED EL-ERIAN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. |
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| March 16, 2010 |
rrd241503272545.html POWER OF ATTORNEY MARK R. KIESEL The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name a |
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| March 16, 2010 |
POWER OF ATTORNEY THOMAS J. OTTERBEIN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the unders |
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| March 16, 2010 |
rrd241499272538.html EXHIBIT 24 POWER OF ATTORNEY DOUGLAS M. HODGE The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersi |
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| March 16, 2010 |
POWER OF ATTORNEY WILLIAM H. GROSS The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersign |
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| March 16, 2010 |
POWER OF ATTORNEY DAVID C. FLATTUM The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersign |
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| January 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Montgomery Street Income Securities Inc. (MTS) - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 614115103 - - (CUSIP Number) December 31, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| November 20, 2009 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| May 27, 2009 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| May 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Montgomery Street Income Securities Inc. (MTS) - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 614115103 - - (CUSIP Number) December 31, 2008 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| November 20, 2008 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| August 19, 2008 |
c/o Jackson Fund Services 225 West Wacker Dr., Suite 950 Chicago, IL 60606 August 19, 2008 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Ms. DiAngelo: This letter is in response to comments received from you resulting from a review of filings made wi |
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| May 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| May 29, 2008 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Montgomery Street Income Securities Inc. (MTS) - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 614115103 - - (CUSIP Number) December 31, 2007 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| November 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02340 Montgomery Street Income Securities, Inc. |
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| November 20, 2007 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 18, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-2340 Montgomery Street Income Securities, Inc. |
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| May 18, 2007 |
Exhibit 3(a) CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)2) x Definitive Proxy Stateme |
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| November 21, 2006 |
CERTIFICATION I, Mark D. Nerud, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| November 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-2341 Montgomery Street Income Securities, Inc. |
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| August 29, 2006 |
EXHIBIT 77K. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT At a meeting held on July 13, 2006, based on Audit Committee recommendations and approvals, the full Board of Directors of Montgomery Street Income Securities, Inc. (the "Fund") approved Deloitte & Touche LLP as the Fund's registered public accounting firm for the fiscal year ending December 31, 2006. PricewaterhouseCoopers LLP resigned as |
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| August 29, 2006 |
EXHIBIT 77Q1. EXHIBITS The following document is incorporated by reference: Interim Investment Advisory Agreement between Montgomery Street Income Securities, Inc. and Hartford Investment Management Company, dated June 9, 2006, is incorporated by reference to Exhibit C of the Fund's definitive proxy statement filed on May 24, 2006 (accession number 0000950123-06-006910). |
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| August 29, 2006 |
Exhibit 77O: Transactions effected pursuant to Rule 10f-3 Montgomery Street Income Securities, Inc. 10f-3 Summary January 1 through June 30, 2006 Date Purchased IPO Purchased Price of IPO Price of Comparable 1 Price of Comparable 2 - - - - 02/14/06 Cisco Systems 5.5% 2.22.2016 $ 99.54 $ 99.78 $ 101.48 - - - - |
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| May 30, 2006 |
CERTIFICATIONS I, Michael Colon, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-2341 Montgomery Street Income Securities (Exact name of registrant as specified in charter) 101 California Street, Suite 4100 San Francisco, CA 94111 (Address of principal executive offices) (Zip c |
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| May 25, 2006 |
DEFINITIVE ADDITIONAL MATERIAL SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 24, 2006 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 4, 2006 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14a INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY - Investment Company Act file number 811-2341 Montgomery Street Income Securities (Exact name of registrant as specified in charter) 101 California Street, Suite 4100 San Francisco, CA 94111 (Address of principal executive offices) (Zip |
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| November 29, 2005 |
CERTIFICATIONS I, Vincent J. Esposito, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 26, 2005 |
Item 77C Registrant incorporates by reference the Registrant's Semiannual Report as of June 30, 2004, which details the matters proposed to shareholders and the shareholder votes cast. |
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| August 26, 2005 |
Regulatory Update As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. |
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| August 26, 2005 |
DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S. |
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| August 26, 2005 |
Security Information Security Purchased Comparison Security Comparison Security Cusip 00506TAB1 800907AG2 984121BN2 Issuer ACTIVANT SOLUTIONS INC SANMINA-SCI CORP XEROX CORPORATION Underwriters DBSI, JP Morgan BoA, Citigroup, Merrill Lynch, ABN AMRO, DBSI, Key Capital, Piper Jaffray, Scotia Capital, Wells Fargo Citigroup, JP Morgan, Bear Stearns, CSFB, DBSI, Merrill Lynch, BNP Paribas, Danske Bank, HSBC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security COOPCP FRN 4/1/2010 SANM 6. |
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| August 26, 2005 |
Regulatory Update As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. |
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| August 26, 2005 |
Security Information Security Purchased Comparison Security Comparison Security Cusip 00506TAB1 800907AG2 984121BN2 Issuer ACTIVANT SOLUTIONS INC SANMINA-SCI CORP XEROX CORPORATION Underwriters DBSI, JP Morgan BoA, Citigroup, Merrill Lynch, ABN AMRO, DBSI, Key Capital, Piper Jaffray, Scotia Capital, Wells Fargo Citigroup, JP Morgan, Bear Stearns, CSFB, DBSI, Merrill Lynch, BNP Paribas, Danske Bank, HSBC Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security COOPCP FRN 4/1/2010 SANM 6. |
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| August 26, 2005 |
Item 77C - Montgomery Street Income Securities, Inc. Stockholder Meeting Results The Annual Meeting of Stockholders of Montgomery Street Income Securities, Inc. (the "fund") was held on July 14, 2005 at the office of the fund, 101 California Street, Suite 4500, San Francisco, California. At the meeting, the following matter was voted upon by the stockholders: 1. To elect five Directors of the fund |
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| August 26, 2005 |
DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S. |
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| May 31, 2005 |
CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| May 31, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY - Investment Company Act file number 811-2341 Montgomery Street Income Securities, Inc. |
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| May 20, 2005 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 26, 2004 |
CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of Montgomery Street Income Securities; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| November 26, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY - Investment Company Act file number 811-2341 Montgomery Street Income Securities, Inc. |
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| August 30, 2004 |
DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit AsiaBondPortal Bank Inicjatyw Spoleczno-Ekonomicznych SA BondsinAsia BT Opera Trading S. |
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| August 30, 2004 |
Item 77C Registrant incorporates by reference the Registrant's Semiannual Report as of June 30, 2004, which details the matters proposed to shareholders and the shareholder votes cast. |
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| June 4, 2004 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMAION Proxy Statement Pursuant to Section 1-4(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 17, 2004 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 29, 2003 |
Sub-item 77Q3 - Item 14: Additional Affiliated Broker/Dealers Execution Ltd. IBOXX Ltd. K & N Kenanga Bhd K&N Kenanga Holdings Bhd Kenanga Deutsche Futures Kenanga Deutsche Futures Sdn Bhd MaxBlue Investimentos Distribuidora de Titulos e Valores Mobiliarios S. A. Morgan Grenfell & Co Limited Morgan Grenfell Private Equity Limited Morgan Grenfell Securities MTS Japan Securities Co. Ltd. National Di |
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| August 29, 2003 |
1 Security Information Security Purchased Comparison Security Comparison Security Issuer AES CORPORATION SOUTHERN NATURAL GAS EL PASO ENERGY PARTNERS Underwriters Citigroup, Bank of Toyko, Credit Lyonnais, DBSI, Societe General, UBS Warburg CSFB, Salomon, ABN, BofA, BNP Paribas, JP Morgan Goldman, JP Morgan, UBS Warburg, Wachovia Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security AES 8. |
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| May 28, 2003 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 16, 2002 |
MONTGOMERY STREET INCOME SECURITIES, INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 10, 2002 |
July 9, 2002 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Division of Investment Management Re: Withdrawal of 485B Filing Accession No. 0000067813-97-000010 - Dear Sir or Madam: Please withdraw the above noted 485B filing that was filed in 1997. This document should have had an NSAR-B subhead and not a 485B subhead. Looking back at our records, it was late |
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| July 1, 2002 |
MONTGOMERY STREET INCOME SECURITIES, INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 1, 2001 |
Notice of 2001 Annual Meeting of Stockholders and Proxy Statement [LOGO] MONTGOMERY MONTGOMERY STREET INCOME SECURITIES, INC. |
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| August 29, 2000 |
PAGE 1 000 A000000 06/30/2000 000 C000000 067813 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
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| August 29, 2000 |
6 This schedule contains summary financial information extracted fromt he Montgomery Street Income Securities, Inc. |
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| June 2, 2000 |
DEFINITIVE PROXY-MONTGOMERY ST. INCOME SECURITIES Notice of 2000 Annual Meeting of Stockholders and Proxy Statement [LOGO] MONTGOMERY STREET INCOME SECURITIES, INC. |
