Statistik Dasar
| CIK | 1388485 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fundvantage Trust - Polen Growth Fund Investor Class
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar kronologis Pengajuan SEC yang lengkap, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 14, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 14, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Polen 5Perspectives Small-Mid Growth ETF, a series of FUNDVAN |
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| May 14, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 14, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Polen 5Perspectives Large Growth ETF, a series of FUNDVANTAGE |
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| May 1, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 1, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Polen Euro High Yield Bond ETF, a series of FUNDVANTAGE TRUST, |
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| April 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| April 1, 2026 |
Exhibit 12 Troutman Pepper Locke LLP 875 Third Avenue New York, NY 10022 troutman. |
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| April 1, 2026 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 2026 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 2026 File No. 333-141120 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. 1 FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| January 23, 2026 |
Exhibit 11 Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| January 23, 2026 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 23, 2026 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 23, 2026 File No. 333-141120 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| January 23, 2026 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [] day of [ ], 2026, between the Pacific Capital Tax-Free Securities Fund (the “Acquiring Fund”) and Pacific Capital Tax-Free Short Intermediate Securities Fund (the “Acquired Fund,”), the Acquired Fund is a series of FundVantage Trust (the “Trust”). |
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| January 23, 2026 |
Exhibit (1)(b) SCHEDULE A Dated January 9, 2026 TO SECOND Amended and Restated AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF Series AND CLASSES mutual Fund Series Mutual Fund Series Classes Creation Date 1. |
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| January 23, 2026 |
FundVantage Trust 103 Bellevue Parkway, Wilmington, DE 19809 FundVantage Trust 103 Bellevue Parkway, Wilmington, DE 19809 January 23, 2026 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| January 23, 2026 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated June 27, 2025, relating to the financial statements and financial highlights of Pacific Capital Tax-Free Securities Fund and Pacific Capital Tax-Free Short Intermediate Securities Fund, which appear in FundVantage Trust’s Certified Shareholder Report on Form N-CSR for the year ended April 30, 2025. |
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| January 23, 2026 |
Exhibit 12 Troutman Pepper Locke LLP 875 Third Avenue New York, NY 10022 troutman. |
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| January 20, 2026 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [] day of [ ], 2026, between the Pacific Capital Tax-Free Securities Fund (the “Acquiring Fund”) and Pacific Capital Tax-Free Short Intermediate Securities Fund (the “Acquired Fund,”), the Acquired Fund is a series of FundVantage Trust (the “Trust”). |
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| January 20, 2026 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated June 27, 2025, relating to the financial statements and financial highlights of Pacific Capital Tax-Free Securities Fund and Pacific Capital Tax-Free Short Intermediate Securities Fund, which appear in FundVantage Trust’s Certified Shareholder Report on Form N-CSR for the year ended April 30, 2025. |
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| January 20, 2026 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 20, 2026 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 20, 2026 File No. 333-141120 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| January 20, 2026 |
Exhibit 12 Troutman Pepper Locke LLP 875 Third Avenue New York, NY 10022 troutman. |
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| January 20, 2026 |
Exhibit 11 Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| January 20, 2026 |
Exhibit (1)(b) SCHEDULE A Dated January 9, 2026 TO SECOND Amended and Restated AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF Series AND CLASSES mutual Fund Series Mutual Fund Series Classes Creation Date 1. |
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| October 3, 2025 |
N-MFP3 0001388485 XXXXXXXX 2025-09-30 FundVantage Trust 0001388485 549300C6U7XKIL1IY249 Pacific Capital U. |
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| September 26, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 26, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Polen Focus Growth ETF, a series of FUNDVANTAGE TRUST, |
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| September 5, 2025 |
N-MFP3 0001388485 XXXXXXXX 2025-08-31 FundVantage Trust 0001388485 549300C6U7XKIL1IY249 Pacific Capital U. |
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| August 27, 2025 |
Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103 troutman. |
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| August 8, 2025 |
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENT Exhibit 13(a) AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENT This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of May 7, 2025, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Index Plus Fund (the “Fund”). |
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| August 8, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated December 9, 2024, except for the effects of the restatements discussed in Note 6 to the financial statements, as to which the date is June 9, 2025, relating to the financial statements and financial highlights of Gotham Defensive Long 500 Fund, Gotham Enhanced 500 Plus Fund, Gotham Hedged Core Fund and Gotham Index Plus Fund, which appear in FundVantage Trust’s Certified Shareholder Report – amendment on Form N-CSR/A for the year ended September 30, 2024. |
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| August 8, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 8, 2025 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 8, 2025 File No. 333-286270 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ ☒ Pre-Effective Amendment No. 2 ☐ Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| July 28, 2025 |
Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103 troutman. |
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| May 9, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 9, 2025 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 9, 2025 File No. 333-286270 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| May 9, 2025 |
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENT Exhibit 13(a) AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENT This Agreement is entered into as of the 1st day of February, 2021, as amended and restated as of May 7, 2025, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Gotham Index Plus Fund (the “Fund”). |
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| May 9, 2025 |
Exhibit 16 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Trustee of FundVantage Trust (the “Trust”) hereby constitutes and appoints Joel L. |
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| May 9, 2025 |
Exhibit 12 Troutman Pepper Locke LLP 875 Third Avenue New York, NY 10022 troutman. |
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| May 9, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated December 9, 2024, relating to the financial statements and financial highlights of Gotham Defensive Long 500 Fund, Gotham Enhanced 500 Plus Fund, Gotham Hedged Core Fund and Gotham Index Plus Fund, which appear in FundVantage Trust’s Certified Shareholder Report on Form N-CSR for the year ended September 30, 2024. |
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| April 29, 2025 |
FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 April 29, 2025 VIA EDGAR U. |
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| March 31, 2025 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [ ]th day of [ ], 2025, between the Gotham Index Plus Fund (the “Acquiring Fund”) and each entity included under the heading “Acquired Fund” as indicated in Exhibit A to this Agreement (each, an “Acquired Fund,” and with the Acquiring Fund, the “Funds”), separately and not jointly, each of the Funds is a series of FundVantage Trust (the “Trust”); and, for purposes of paragraph 9. |
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| March 31, 2025 |
Exhibit 12 Troutman Pepper Locke LLP 875 Third Avenue New York, NY 10022 troutman. |
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| March 31, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 2025 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 2025 File No. 333-141120 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 103 Bellevue Parkway, Wilmington, DE 19809 (Address of Pr |
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| March 31, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated December 9, 2024, relating to the financial statements and financial highlights of Gotham Defensive Long 500 Fund, Gotham Enhanced 500 Plus Fund, Gotham Hedged Core Fund and Gotham Index Plus Fund, which appears in FundVantage Trust’s Certified Shareholder Report on Form N-CSR for the year ended September 30, 2024. |
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| March 31, 2025 |
Exhibit 11 Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| March 20, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 20, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of FUNDVANTAGE TRUST, under the Exchange A |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FUNDVANTAGE TRUST (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification Number) 103 Bellevue Parkway, Wi |
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| January 24, 2025 |
Exhibit 12 [ ], 2025 Board of Trustees, FundVantage Trust 103 Bellevue Parkway, 2nd Floor Wilmington, Delaware 19809 Re: Agreement and Plan of Reorganization (“Agreement”) made as of [], 2025, by and between FundVantage Trust, a Delaware statutory trust (“FVT”), on behalf of its new series, the Polen Floating Rate Income ETF (the “Acquiring Fund”), and on behalf of its other series, the Polen Bank |
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| January 24, 2025 |
Exhibit 11 Troutman Pepper Locke LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| January 24, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON January 24, 2025 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON January 24, 2025 File No. 333-141120 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 301 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| January 24, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated July 8, 2024, relating to the financial statements and financial highlights, which appear in Polen Bank Loan Fund’s Annual Report on Form N-CSR for the year ended April 30, 2024. |
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| December 9, 2024 |
FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 December 9, 2024 By EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 23, 2024 |
FundVantage Trust 103 Bellevue Parkway Wilmington, DE 19809 FundVantage Trust 103 Bellevue Parkway Wilmington, DE 19809 August 23, 2024 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FundVantage Trust (the “Trust”) (Securities Act File No. |
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| August 9, 2024 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| July 8, 2024 |
FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 FUNDVANTAGE TRUST 103 Bellevue Parkway Wilmington, DE 19809 July 8, 2024 By EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 11, 2024 |
FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 April 11, 2024 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FundVantage Trust (the “Trust”) (Securities Act File No. |
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| December 28, 2023 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| November 29, 2023 |
FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 November 29, 2023 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FundVantage Trust (the “Trust”) (Securities Act File No. |
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| August 15, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 15, 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 15, 2023 File No. 333-273096 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1 FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 301 Bellevue Parkway, Wilmington, DE 19809 (Addres |
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| August 15, 2023 |
Troutman Pepper Hamilton Sanders LLP Exhibit 12 Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| August 7, 2023 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| August 7, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 7, 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 7, 2023 File No. 333-273096 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 301 Bellevue Parkway, Wilmington, DE 19809 (Address of |
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| August 7, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated June 29, 2023, relating to the financial statements and financial highlights, which appear in Polen Global SMID Company Growth Fund and Polen International Small Company Growth Fund Annual Reports on Form N-CSR for the year ended April 30, 2023. |
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| July 19, 2023 |
FUNDVANTAGE TRUST 301 Bellevue Parkway Wilmington, DE 19809 FUNDVANTAGE TRUST 301 Bellevue Parkway Wilmington, DE 19809 July 19, 2023 VIA EDGAR U. |
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| June 30, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of FundVantage Trust of our report dated June 29, 2023, relating to the financial statements and financial highlights, which appear in Polen Global SMID Company Growth Fund and Polen International Small Company Growth Fund Annual Reports on Form N-CSR for the year ended April 30, 2023. |
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| June 30, 2023 |
Troutman Pepper Hamilton Sanders LLP Exhibit 11 Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| June 30, 2023 |
Exhibit 12 Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| June 30, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON june 30, 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON june 30, 2023 File No. 333-[ ] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 301 Bellevue Parkway, Wilmington, DE 19809 (Address of Princi |
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| June 30, 2023 |
Exhibit (1)(c) Amended and Restated SCHEDULE A Dated MARCH 13, 2023 TO Amended and Restated AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES Portfolio Classes Series Creation Date 1. |
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| June 27, 2023 |
Filed by FundVantage Trust pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Polen International Small Company Growth Fund (File No. |
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| April 18, 2023 |
Opinion and Consent of Troutman Pepper Hamilton Sanders LLP is filed herewith. Exhibit (11) Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| April 18, 2023 |
Consent of Independent Registered Public Accounting Firm for the Successor Fund is filed herewith. Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the reference to our firm in this Registration Statement on Form N-14 of Polen Opportunistic High Yield Fund, a separate series of FundVantage Trust under the heading “Independent Registered Public Accounting Firm”. Philadelphia, Pennsylvania April 18, 2023 |
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| April 18, 2023 |
Consent of Independent Registered Public Accounting Firm for the Fund is filed herewith. Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated November 29, 2022, relating to the financial statements and financial highlights of Polen DDJ Opportunistic High Yield Fund, a series of ALPS Series Trust, for the year ended September 30, 2022, and to the references to our firm under the headings “Independent Registered Public Accounting Firm”, “Financial Statements and Experts”, “Financial Highlights for the Fund”, and “Financial Highlights” in the Combined Proxy Statement and Prospectus. |
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| April 18, 2023 |
Exhibit (12) Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| April 18, 2023 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON april 18, 2023 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON april 18, 2023 File No. 333-[ ] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. FUNDVANTAGE TRUST (Exact Name of Registrant as Specified in Charter) 301 Bellevue Parkway, Wilmington, DE 19809 (Address of Princ |
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| April 18, 2023 |
Form of Proxy Card is filed herewith. Exhibit 17(a) |
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| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
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| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
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| March 22, 2023 |
EIC VALUE FUND Portfolio of Investments January 31, 2023 EIC VALUE FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 92. |
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| March 22, 2023 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2023 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 96. |
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| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
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| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 NPORT-EX 2 MB53FV022823.htm POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.8% Credit Services — 12.7% Mastercard, Inc., Class A 945,948 $ 350,568,329 PayPal Holdings, Inc.* 2,496,877 203,470,506 Visa, Inc., Class A 1,535,723 353,538,792 907,577,627 Diagnostics & Research — 6.6% Illumina, Inc.* 1,059,689 226,985,384 Ther |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
|
| March 22, 2023 |
QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2023 NPORT-EX 2 MB76FV022823.htm QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 98.4% Banks — 10.2% JPMorgan Chase & Co. 16,039 $ 2,244,819 Truist Financial Corp. 46,865 2,314,662 US Bancorp 41,603 2,071,829 6,631,310 Biotechnology — 7.2% AbbVie, Inc. 14,512 2,144,148 Gilead Sciences, Inc. 30,238 2,538,178 4,682,326 Capital |
|
| March 22, 2023 |
PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2023 PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 91. |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 NPORT-EX 2 MB46FV022823.htm POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.8% Credit Services — 12.7% Mastercard, Inc., Class A 945,948 $ 350,568,329 PayPal Holdings, Inc.* 2,496,877 203,470,506 Visa, Inc., Class A 1,535,723 353,538,792 907,577,627 Diagnostics & Research — 6.6% Illumina, Inc.* 1,059,689 226,985,384 Ther |
|
| March 22, 2023 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2023 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 96. |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 NPORT-EX 2 MB50FV022823.htm POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.8% Credit Services — 12.7% Mastercard, Inc., Class A 945,948 $ 350,568,329 PayPal Holdings, Inc.* 2,496,877 203,470,506 Visa, Inc., Class A 1,535,723 353,538,792 907,577,627 Diagnostics & Research — 6.6% Illumina, Inc.* 1,059,689 226,985,384 Ther |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 NPORT-EX 2 MB47FV022823.htm POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.8% Credit Services — 12.7% Mastercard, Inc., Class A 945,948 $ 350,568,329 PayPal Holdings, Inc.* 2,496,877 203,470,506 Visa, Inc., Class A 1,535,723 353,538,792 907,577,627 Diagnostics & Research — 6.6% Illumina, Inc.* 1,059,689 226,985,384 Ther |
|
| March 22, 2023 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2023 POLEN GROWTH FUND Portfolio of Investments January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
|
| February 27, 2023 |
FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 February 27, 2023 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FundVantage Trust (the “Trust”) (Securities Act File No. |
|
| February 24, 2023 |
AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 (Unaudited) Par Value Value CORPORATE BONDS — 45. |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 NPORT-EX 2 MB68FV123122.htm GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95.0% Automobiles & Components — 1.9% American Axle & Manufacturing Holdings, Inc.* 3,279 $ 25,642 Aptiv PLC (Jersey)* 21,945 2,043,738 BorgWarner, Inc. 13,683 550,741 Ford Motor Co.(a) 241,846 2,812,669 General Motors Co.(a) 134,546 |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 NPORT-EX 2 MB89FV123122.htm GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98.8% Automobiles & Components — 0.9% BorgWarner, Inc. 25 $ 1,006 Ford Motor Co. 910 10,584 11,590 Banks — 3.1% Comerica, Inc. 30 2,006 Fifth Third Bancorp 155 5,086 Huntington Bancshares, Inc. 164 2,312 KeyCorp. 22 |
|
| February 24, 2023 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2022 SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value LONG POSITIONS — 95. |
|
| February 24, 2023 |
AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 (Unaudited) Par Value Value CORPORATE BONDS — 45. |
|
| February 24, 2023 |
C WORLDWIDE INTERNATIONAL EQUITIES FUND Portfolio of Investments December 31, 2022 C WORLDWIDE INTERNATIONAL EQUITIES FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2023 |
AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 AMBRUS CORE BOND FUND Portfolio of Investments December 31, 2022 (Unaudited) Par Value Value CORPORATE BONDS — 45. |
|
| February 24, 2023 |
TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2022 TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 96. |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 24, 2023 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2022 SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value LONG POSITIONS — 95. |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 NPORT-EX 2 MB861FV123122.htm GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95.0% Automobiles & Components — 1.9% American Axle & Manufacturing Holdings, Inc.* 3,279 $ 25,642 Aptiv PLC (Jersey)* 21,945 2,043,738 BorgWarner, Inc. 13,683 550,741 Ford Motor Co.(a) 241,846 2,812,669 General Motors Co.(a) 134,546 |
|
| February 24, 2023 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 NPORT-EX 2 MB721FV123122.htm GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98.8% Automobiles & Components — 0.9% BorgWarner, Inc. 25 $ 1,006 Ford Motor Co. 910 10,584 11,590 Banks — 3.1% Comerica, Inc. 30 2,006 Fifth Third Bancorp 155 5,086 Huntington Bancshares, Inc. 164 2,312 KeyCorp. 2 |
|
| February 24, 2023 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 NPORT-EX 2 MB92FV123122.htm GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98.8% Automobiles & Components — 0.9% BorgWarner, Inc. 25 $ 1,006 Ford Motor Co. 910 10,584 11,590 Banks — 3.1% Comerica, Inc. 30 2,006 Fifth Third Bancorp 155 5,086 Huntington Bancshares, Inc. 164 2,312 KeyCorp. 22 |
|
| January 31, 2023 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman.com John P. Falco [email protected] January 31, 2023 Via EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Mr. Jeffrey Long Re: FundVantage Trust (the “Trust”) File Nos. |
|
| December 21, 2022 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman.com John P. Falco [email protected] December 21, 2022 Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Deborah L. O’Neal Re: FundVantage Trust (the “Trust”) File Nos. 333 |
|
| October 19, 2022 |
Troutman Pepper Hamilton Sanders LLP Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| September 27, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB53FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 27, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB54FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 27, 2022 |
PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB55FV073122.htm PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 96.4% Communication Services — 12.0% IMAX Corp. (Canada)* 54,030 $ 908,244 Perion Network Ltd. (Israel)* 72,275 1,353,711 QuinStreet, Inc.* 230,679 2,479,799 4,741,754 Consumer Discretionary — 25.3% Everi Holdings, Inc.* 53,351 1,024,8 |
|
| September 27, 2022 |
EIC VALUE FUND Portfolio of Investments July 31, 2022 EIC VALUE FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 92. |
|
| September 26, 2022 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments July 31, 2022 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 99. |
|
| September 26, 2022 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments July 31, 2022 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 99. |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB47FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB48FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB45FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 23, 2022 |
TRAN CAPITAL FOCUSED FUND Portfolio of Investments July 31, 2022 TRAN CAPITAL FOCUSED FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98. |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB52FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB49FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| September 23, 2022 |
QUALITY DIVIDEND FUND Portfolio of Investments July 31, 2022 QUALITY DIVIDEND FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| September 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2022 NPORT-EX 2 MB46FV073122.htm POLEN GROWTH FUND Portfolio of Investments July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 98.9% Credit Services — 15.7% Mastercard, Inc., Class A 1,715,409 $ 606,894,550 PayPal Holdings, Inc.* 3,012,077 260,635,023 Visa, Inc., Class A 2,675,515 567,503,487 1,435,033,060 Diagnostics & Research — 1.4% Illumina, Inc.* 594,359 128,785,708 Drug M |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2022 SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Values LONG POSITIONS — 96. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
TOBAM EMERGING MARKETS FUND Portfolio of Investments June 30, 2022 TOBAM EMERGING MARKETS FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 NPORT-EX 2 MB89FV063022.htm GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97.3% Automobiles & Components — 0.1% BorgWarner, Inc. 52 $ 1,735 Banks — 3.2% Bank of America Corp. 132 4,109 Citizens Financial Group, Inc. 95 3,391 JPMorgan Chase & Co. 135 15,202 KeyCorp. 226 3,894 M&T Bank Corp. 8 1,27 |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
C WORLDWIDE INTERNATIONAL EQUITIES FUND Portfolio of Investments June 30, 2022 C WORLDWIDE INTERNATIONAL EQUITIES FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| August 23, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| August 23, 2022 |
SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2022 SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2022 (Unaudited) Number of Shares Values LONG POSITIONS — 96. |
|
| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-22027 Date examination completed: June 29, 2022 2. State identification Number: N/A AL AK AZ AR CA CO CT DE DC FL GA |
|
| July 1, 2022 |
40-17F2 1 verplanck40-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-22027 Date examination completed: June 29, 2022 2. State identification Numbe |
|
| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-22027 Date examination completed: June 29, 2022 2. State identification Number: N/A AL AK AZ AR CA CO CT DE DC FL GA |
|
| April 14, 2022 |
Troutman Pepper Hamilton Sanders LLP Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 98. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
EIC VALUE FUND Portfolio of Investments January 31, 2022 EIC VALUE FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 92. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 98. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2022 PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 92. |
|
| March 23, 2022 |
QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2022 QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2022 POLEN GROWTH FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS† — 97. |
|
| March 23, 2022 |
TRAN CAPITAL FOCUSED FUND Portfolio of Investments January 31, 2022 TRAN CAPITAL FOCUSED FUND Portfolio of Investments January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 25, 2022 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2021 SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 89. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2021 TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 24, 2022 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2021 SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 89. |
|
| December 28, 2021 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman.com Kyle F. Whiteman [email protected] December 28, 2021 Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Deborah O’Neal Re: FundVantage Trust (the “Trust”) File Nos. |
|
| October 15, 2021 |
Troutman Pepper Hamilton Sanders LLP Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| September 27, 2021 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth & Arch Streets Philadelphia, PA 19103-2799 troutman.com Theodore D. Edwards [email protected] September 27, 2021 Via EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Ms. Christina Fettig Re: FundVantage Trust 1940 Act F |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
TRAN CAPITAL FOCUSED FUND Portfolio of Investments July 31, 2021 TRAN CAPITAL FOCUSED FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| September 24, 2021 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 97. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments July 31, 2021 PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 92. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
QUALITY DIVIDEND FUND Portfolio of Investments July 31, 2021 QUALITY DIVIDEND FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
|
| September 24, 2021 |
PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount($) Value ($) MUNICIPAL BONDS — 97. |
|
| September 24, 2021 |
EIC VALUE FUND Portfolio of Investments July 31, 2021 EIC VALUE FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 96. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| September 24, 2021 |
POLEN GROWTH FUND Portfolio of Investments July 31, 2021 POLEN GROWTH FUND Portfolio of Investments July 31, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 96. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2021 SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 95. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 GOTHAM ESG LARGE VALUE FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| August 23, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
|
| August 23, 2021 |
SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2021 SIRIOS LONG/SHORT FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Values COMMON STOCKS — 95. |
|
| August 23, 2021 |
TOBAM EMERGING MARKETS FUND Portfolio of Investments June 30, 2021 TOBAM EMERGING MARKETS FUND Portfolio of Investments June 30, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| April 30, 2021 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman.com Theodore D. Edwards [email protected] April 30, 2021 Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Samantha Brutlag Re: FundVantage Trust (the “Trust”) File Nos. |
|
| March 31, 2021 |
CORRESP 1 filename1.htm Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman.com Theodore D. Edwards [email protected] March 31, 2021 Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Samantha Brutlag Re: FundVantage Trust (the “Trust”) File Nos. |
|
| March 22, 2021 |
HTML PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount ($) Value ($) MUNICIPAL BONDS — 97. |
|
| March 22, 2021 |
LATEEF FOCUSED SUSTAINABLE GROWTH FUND Portfolio of Investments January 31, 2021 HTML LATEEF FOCUSED SUSTAINABLE GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 97. |
|
| March 22, 2021 |
HTML PACIFIC CAPITAL FUNDS Pacific Capital Tax-Free Securities Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount ($) Value ($) MUNICIPAL BONDS — 97. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 HTML POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
EIC VALUE FUND Portfolio of Investments January 31, 2021 HTML EIC VALUE FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 96. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 HTML POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2021 HTML QUALITY DIVIDEND FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
|
| March 19, 2021 |
PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2021 HTML PRIVATE CAPITAL MANAGEMENT VALUE FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 93. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 HTML POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
DUPONT CAPITAL EMERGING MARKETS FUND Portfolio of Investments January 31, 2021 HTML DUPONT CAPITAL EMERGING MARKETS FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
POLEN GROWTH FUND Portfolio of Investments January 31, 2021 POLEN GROWTH FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 19, 2021 |
DUPONT CAPITAL EMERGING MARKETS FUND Portfolio of Investments January 31, 2021 DUPONT CAPITAL EMERGING MARKETS FUND Portfolio of Investments January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| March 1, 2021 |
Troutman Pepper Hamilton Sanders LLP Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| February 26, 2021 |
GOTHAM HEDGED PLUS FUND Portfolio of Investments December 31, 2020 HTML GOTHAM HEDGED PLUS FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 173. |
|
| February 26, 2021 |
GOTHAM LARGE VALUE FUND Portfolio of Investments December 31, 2020 HTML GOTHAM LARGE VALUE FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
|
| February 26, 2021 |
GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2020 HTML GOTHAM ESG LARGE VALUE FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
|
| February 26, 2021 |
TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2020 TOBAM EMERGING MARKETS FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 26, 2021 |
GOTHAM INDEX PLUS FUND Portfolio of Investments December 31, 2020 HTML GOTHAM INDEX PLUS FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 26, 2021 |
GOTHAM SHORT STRATEGIES FUND Portfolio of Investments December 31, 2020 HTML GOTHAM SHORT STRATEGIES FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
|
| February 26, 2021 |
GOTHAM TOTAL RETURN FUND Portfolio of Investments December 31, 2020 GOTHAM TOTAL RETURN FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value AFFILIATED EQUITY REGISTERED INVESTMENT COMPANIES(a) — 99. |
|
| February 26, 2021 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2020 HTML SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 101. |
|
| February 26, 2021 |
GOTHAM NEUTRAL 500 FUND Portfolio of Investments December 31, 2020 GOTHAM NEUTRAL 500 FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 122. |
|
| February 26, 2021 |
SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2020 SIRIOS LONG/SHORT FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 101. |
|
| February 26, 2021 |
GOTHAM ENHANCED 500 PLUS FUND Portfolio of Investments December 31, 2020 GOTHAM ENHANCED 500 PLUS FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 141. |
|
| February 26, 2021 |
GOTHAM ENHANCED RETURN FUND Portfolio of Investments December 31, 2020 HTML GOTHAM ENHANCED RETURN FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 95. |
|
| February 26, 2021 |
GOTHAM NEUTRAL FUND Portfolio of Investments December 31, 2020 GOTHAM NEUTRAL FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 26, 2021 |
GOTHAM DEFENSIVE LONG 500 FUND Portfolio of Investments December 31, 2020 GOTHAM DEFENSIVE LONG 500 FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 26, 2021 |
GOTHAM HEDGED CORE FUND Portfolio of Investment December 31, 2020 HTML GOTHAM HEDGED CORE FUND Portfolio of Investment December 31, 2020 (Unaudited) Number of Shares Value LONG POSITIONS — 139. |
|
| February 26, 2021 |
GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2020 GOTHAM ABSOLUTE RETURN FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
|
| February 26, 2021 |
GOTHAM ENHANCED S&P 500 INDEX FUND Portfolio of Investments December 31, 2020 GOTHAM ENHANCED S&P 500 INDEX FUND Portfolio of Investments December 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
|
| January 29, 2021 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| January 21, 2021 |
Troutman Pepper Hamilton Sanders LLP Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
|
| October 20, 2020 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth & Arch Streets Philadelphia, PA 19103 troutman. |
|
| October 2, 2020 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
