Statistik Dasar
| LEI | 549300REHU8QC2CK4V30 |
| CIK | 1552947 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Two Roads Shared Trust - Simplify Affinity World Leaders Equity ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar kronologis Pengajuan SEC yang lengkap, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| September 29, 2025 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Joseph Cusick Vice President Head of Market Surveillance September 29, 2025 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on September 25, 2025, The Nasdaq Stock Market (the "Exchange") rece |
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| September 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| September 11, 2025 |
1271 Avenue of the Americas |New York, NY 10020 1271 Avenue of the Americas |New York, NY 10020 blankrome.com September 11, 2025 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Samantha A. Brutlag Re: Two Roads Shared Trust (Registration No. 333-182417/811-22718) Response to Examiner Comments on Post-Effective Amendment No. 415 Dear Ms. Brutlag: This letter summarizes the Staff’s comm |
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| June 30, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com June 30, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Two Roads Shares Trust Issuer CIK: 0001552947 Issuer File Number: 333-182417 / 811-22718 Form Type: 8-A12B Filing Date: June 30, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies its approval for |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| April 30, 2025 |
Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 April 30, 2025 Public Filing Desk U. |
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| April 11, 2025 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| March 24, 2025 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| March 10, 2025 |
Two Roads Shared Trust James Colantino President Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
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| December 6, 2024 |
SC 13G/A 1 afifa1120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q766 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statem |
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| December 6, 2024 |
SC 13G 1 fdce120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q550 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropri |
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| December 6, 2024 |
SC 13G 1 fdgr120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q543 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropri |
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| December 6, 2024 |
SC 13G 1 fdtb120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q527 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropri |
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| December 5, 2024 |
SC 13G/A 1 adfia3120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q725 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statem |
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| December 5, 2024 |
SC 13G/A 1 rphsa2120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q642 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statem |
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| December 5, 2024 |
SC 13G/A 1 aesra3120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q733 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statem |
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| September 16, 2024 |
Two Roads Shared Trust James Colantino President Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-182417 Two Roads Shared Trust NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 225 Pictoria |
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| February 21, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 21, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The New York Stock Exchange certifies its approval for listing and registration of the Shares of beneficial interest, no par valu |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement Two Roads Shared Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q725 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| October 6, 2023 |
SC 13G/A 1 rphsa1100623.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q642 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this State |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90213U115 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q733 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| October 2, 2023 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com By Electronic Mail October 2, 2023, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Two Roads Shared Trust Issuer CIK: 0001552947 Issuer File Number: 333-182417/811-22718 Form Type: 8-A12B Filing Date: October 2, 2023 To Whom It May Concern: Please be advised that C |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90213U115 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which th |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q725 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which th |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q733 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which th |
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| May 17, 2023 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| April 21, 2023 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 34892; 812-15428 Two Roads Shared Trust and Hypatia Capital Management LLC April 20, 2023 AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice. Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 15(a) of the Act, as well as from ce |
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| March 31, 2023 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 13. |
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| March 31, 2023 |
sae LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99. |
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| March 31, 2023 |
sae LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99. |
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| March 31, 2023 |
NPORT-EX 2 leadersharesnport.htm ACTIVIST LEADERS sae LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99.1% AEROSPACE & DEFENSE - 3.6% 67,011 Mercury Systems, Inc.(a) $ 3,349,545 ASSET MANAGEMENT - 7.1% 180,105 Invesco Ltd. 3,333,743 128,490 Janus Henderson Group plc 3,330,461 6,664,204 AUTOMOTIVE - 3.6% 184,966 Dana, Inc. 3, |
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| March 31, 2023 |
sae LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99. |
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| March 31, 2023 |
NPORT-EX 2 redwoodnport.htm MANAGED VOLATILITY REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 13.6% AEROSPACE & DEFENSE — 0.4% 185,000 Bombardier, Inc.(a) 7.8750 04/15/27 $ 184,522 168,000 Howmet Aerospace, Inc. 6.8750 05/01/25 172,837 403,000 TransDigm, Inc. 6.3750 06/15/26 398,115 186 |
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| March 31, 2023 |
sae LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99. |
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| March 31, 2023 |
NPORT-EX 2 redwoodnport.htm SYSTEMATIC MACRO TREND REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 13.6% AEROSPACE & DEFENSE — 0.4% 185,000 Bombardier, Inc.(a) 7.8750 04/15/27 $ 184,522 168,000 Howmet Aerospace, Inc. 6.8750 05/01/25 172,837 403,000 TransDigm, Inc. 6.3750 06/15/26 398,115 |
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| March 31, 2023 |
NPORT-EX 2 redwoodnport.htm 1.31.23 REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 13.6% AEROSPACE & DEFENSE — 0.4% 185,000 Bombardier, Inc.(a) 7.8750 04/15/27 $ 184,522 168,000 Howmet Aerospace, Inc. 6.8750 05/01/25 172,837 403,000 TransDigm, Inc. 6.3750 06/15/26 398,115 186,000 TransD |
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| March 29, 2023 |
NPORT-EX 2 anfield-daltnport.htm NPORT ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value CLOSED END FUNDS — 10.6% EQUITY - 3.6% 268,010 First Trust MLP and Energy Income Fund $ 2,197,682 FIXED INCOME - 7.0% 365,949 Oxford Lane Capital Corporation 2,137,142 104,840 Pimco Dynamic Income Fund 2,158,656 4,295,798 MIXED ALLOCATION - 0.0% |
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| March 29, 2023 |
NPORT-EX 2 affinitynport.htm AFFINITY ETF NQ AFFINITY WORLD LEADERS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 99.2% Australia - 0.4% 3,573 Computershare Ltd. $ 59,899 4,480 Sonic Healthcare Ltd. 99,865 159,764 Bermuda - 0.6% 3,751 Arch Capital Group Ltd.(a) 241,377 Canada - 0.9% 325 Fairfax Financial Holdings Ltd. 215,172 1,635 Nutrien Ltd. 1 |
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| March 29, 2023 |
NPORT-EX 2 anfielduniversalnport.htm ANFIELD UNIVERSAL FUND NQ ANFIELD UNIVERSAL FIXED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 4.6% FIXED INCOME - 4.6% 248,378 Fidelity Advisor Floating Rate High Income Fund $ 2,270,178 365,779 Vanguard High-Yield Corporate Fund, Admiral Class 1,938,627 97,192 Vanguard Short-Term Investment Grade Fund, Ad |
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| March 29, 2023 |
ANFIELD U.S. EQUITY SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 5.9% BEVERAGES - 0.4% 6,609 Coca-Cola Company (The) $ 405,264 BIOTECH & PHARMA - 0.4% 1,140 Eli Lilly and Company 392,331 ELECTRIC UTILITIES - 1.1% 12,825 CenterPoint Energy, Inc. 386,289 9,431 Exelon Corporation 397,894 2,385 Sempra Energy 382,387 1,166,570 ENGINEERING & |
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| March 28, 2023 |
NPORT-EX 2 structuredincomenport.htm STRUCTUREDINCOMENPORT HOLBROOK STRUCTURED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value ASSET BACKED SECURITIES — 93.9% CLO — 25.3% 1,003,890 Ammc Clo Ltd. Series 2016-19A E(a),(b) US0003M + 7.000% 11.7920 10/15/28 $ 995,255 400,000 Anchorage Capital Clo Ltd. Series 2019-11A E(a) |
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| March 28, 2023 |
NPORT-EX 2 holbrook-incomenport.htm HOLBROOK-INCOMENPORT HOLBROOK INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value OPEN END FUNDS — 2.9% FIXED INCOME - 2.9% 2,938,055 Holbrook Structured Income Fund, Class I (Cost $29,291,652) (i) $ 28,998,603 Coupon Rate (%) Maturity PREFERRED STOCKS — 3.5% ASSET MANAGEMENT — 0.2% 77,317 Gladstone Investment Corporation 5.0000 05 |
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| March 27, 2023 |
NPORT-EX 2 wealthfrontnport.htm WEALTHFRONT EX Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2023 Principal Amount SHORT-TERM INVESTMENTS - 102.1 % Fair Value U.S. TREASURY SECURITIES - 99.1 % Yield Rate (%) Maturity $ 90,000,000 U.S. Treasury Bill 2.02 2/2/2023 $ 89,990,016 94,000,000 U.S. Treasury Bill 3.76 2/9/2023 93,912,919 86,500,000 U.S. Treasury Bill* 4.06 2 |
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| March 27, 2023 |
CONDUCTOR GLOBAL EQUITY VALUE ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 93. |
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| March 27, 2023 |
NPORT-EX 2 recurrentnport.htm RECURRENT EX RECURRENT MLP & INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 Shares Fair Value COMMON STOCKS — 73.8% OIL & GAS PRODUCERS - 73.8% 798,605 AltaGas Ltd. $ 14,933,928 1,802,445 Cenovus Energy, Inc. 36,012,851 152,198 Cheniere Energy, Inc. 23,254,332 274,734 Enbridge, Inc. 11,255,852 937,862 Equitrans Midstream Corporation 6,799,499 |
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| March 13, 2023 |
SUPERFUND MANAGED FUTURES STRATEGY FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2023 OPEN FUTURES CONTRACTS Number of Contracts^ Open Long Futures Contracts Expiration Notional Amount Fair Value / Unrealized Appreciation (Depreciation) 5 CBOT 10 Year US Treasury Note+ 03/22/2023 $ 572,580 $ 4,044 8 CBOT Corn Future+ 03/14/2023 271,900 2,692 1 CBOT Oats Future+ 03/14/2023 19,70 |
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| January 27, 2023 |
Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 January 27, 2023 Public Filing Desk U. |
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| January 27, 2023 |
Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 January 26, 2023 Via EDGAR Transmission Securities and Exchange Commission 100 F Street, N. |
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| January 26, 2023 |
WLDR / Affinity World Leaders Equity ETF / Foundations Investment Advisors, LLC Passive Investment SC 13G 1 AFIF13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q766 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 26, 2023 |
WLDR / Affinity World Leaders Equity ETF / Foundations Investment Advisors, LLC Passive Investment SC 13G 1 ADFI13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shares Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q725 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 26, 2023 |
WLDR / Affinity World Leaders Equity ETF / Foundations Investment Advisors, LLC Passive Investment SC 13G 1 AESR13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q733 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 26, 2023 |
WLDR / Affinity World Leaders Equity ETF / Foundations Investment Advisors, LLC Passive Investment SC 13G 1 APXH13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q659 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 26, 2023 |
SC 13G 1 DALT13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90213U115 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 26, 2023 |
WLDR / Affinity World Leaders Equity ETF / Foundations Investment Advisors, LLC Passive Investment SC 13G 1 RPHS13GInitial20221230.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Two Roads Shared Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 90214Q642 (CUSIP Number) 12/30/2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| January 11, 2023 |
Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 January 1 1 , 2023 Via EDGAR Transmission Securities and Exchange Commission 100 F Street, N. |
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| January 6, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 6, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value per share, of |
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| January 6, 2023 |
8-A12B/A 1 hypatia8a12ba.htm 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R. |
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| January 4, 2023 |
Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 January 4, 2023 Public Filing Desk U. |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| December 29, 2022 |
TACTICAL DIVIDEND & MOMENTUM FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 23. |
|
| December 28, 2022 |
APEX HEALTHCARE ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value COMMON STOCKS — 86. |
|
| December 28, 2022 |
ANFIELD DYNAMIC FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99. |
|
| December 28, 2022 |
NPORT-EX 2 aufietfnport.htm ANFIELD UNIV ETF NQ 10.31.22 ANFIELD UNIVERSAL FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 8.2% FIXED INCOME - 8.2% 177,700 Invesco Fundamental High Yield Corporate Bond ETF $ 2,997,799 55,000 iShares Trust iShares 1-5 Year Investment Grade 2,698,300 29,000 SPDR Blackstone Senior Loan ETF 1,198,860 33,2 |
|
| December 28, 2022 |
REGENTS PARK HEDGED MARKET STRATEGY ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 49. |
|
| December 20, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| December 12, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| December 5, 2022 |
Two Roads Shared Trust James Colantino President Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions. |
|
| November 25, 2022 |
REDWOOD MANAGED VOLATILITY PORTFOLIO SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value OPEN END FUNDS — 0. |
|
| October 6, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www. |
|
| September 29, 2022 |
ANFIELD U.S. EQUITY SECTOR ROTATION ETF ANFIELD U.S. EQUITY SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 5.0% CHEMICALS - 0.4% 8,412 Mosaic Company (The) $ 442,976 ELECTRIC UTILITIES - 1.2% 15,537 CenterPoint Energy, Inc. 492,368 10,360 Exelon Corporation 481,636 7,035 Public Service Enterprise Group, Inc. 461,988 1,435,992 ENGINEERING & CONSTRUCTION - 0.4% 3,541 Quanta Services |
|
| September 29, 2022 |
ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value CLOSED END FUNDS — 10. |
|
| September 29, 2022 |
AFFINITY WORLD LEADERS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 29, 2022 |
HOLBROOK STRUCTURED INCOME FUND HOLBROOK STRUCTURED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount ($) Spread Coupon Rate (%) Maturity Fair Value ASSET BACKED SECURITIES — 92. |
|
| September 29, 2022 |
ANFIELD UNIVERSAL FIXED INCOME FUND ANFIELD UNIVERSAL FIXED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value CLOSED END FUNDS — 0. |
|
| September 29, 2022 |
HOLBROOK INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value OPEN END FUNDS — 2. |
|
| September 28, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 28, 2022 |
CONDUCTOR GLOBAL EQUITY VALUE ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 59. |
|
| September 28, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| September 28, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| September 28, 2022 |
Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount SHORT-TERM INVESTMENTS - 103. |
|
| September 28, 2022 |
NPORT-EX 2 redwoodnport.htm REDWOOD 7.31.22 NPORT-EX REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8.5% AEROSPACE & DEFENSE — 0.2% 98,000 Bombardier, Inc.(a) 7.8750 04/15/27 $ 90,886 89,000 Howmet Aerospace, Inc. 6.8750 05/01/25 93,783 214,000 TransDigm, Inc. 6.3750 06/15/26 214,284 99,00 |
|
| September 28, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 28, 2022 |
RECURRENT MLP & INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 73. |
|
| September 28, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 28, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 28, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| September 28, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| September 7, 2022 |
Fair Value/ Unrealized Appreciation SUPERFUND MANAGED FUTURES STRATEGY FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 OPEN FUTURES CONTRACTS Number of Long Contracts(a) Description Expiration Date Notional Amount Fair Value/ Unrealized Appreciation (Depreciation) 2 CBOT $5 Mini Dow Jones Industrial Average e-CBOT 09/16/2022 $ 328,250 $ 16,648 10 CBOT 10 Year US Treasury Note(b) 09/21/2022 1,211,410 35,267 3 CBOT |
|
| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 29, 2022 | ||
| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 11, 2022 |
grant thornton llp 2001 Market St., Suite 700 Philadelphia, PA 19103-7065 D +1 215 561 4200 F +1 215 561 1066 July 11, 2022 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: The Holbrook Income Fund (Series S000054226), a fund in the Two Roads Shared Trust File No. 811-22718 Dear Sir or Madam: We have read the attached statements made |
|
| June 29, 2022 |
ANFIELD UNIVERSAL FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 8. |
|
| June 29, 2022 |
REGENTS PARK HEDGED MARKET STRATEGY ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 7. |
|
| June 29, 2022 |
APEX HEALTHCARE ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value COMMON STOCKS — 80. |
|
| June 29, 2022 |
ANFIELD DYNAMIC FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 100. |
|
| June 28, 2022 |
TACTICAL DIVIDEND AND MOMENTUM FUND SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value SHORT-TERM INVESTMENTS — 100. |
|
| June 28, 2022 |
Opinion and Consent of Counsel as to the legality of the securities being registered filed herewith. EX-99.11 OPIN COUNSL 3 ex11.htm 1271 Avenue of the Americas |New York, NY 10020 blankrome.com June 27, 2022 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ladies and Gentlemen: We have acted as counsel to Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), in connection with the filing with the U.S. Securities and Exchange Commission of the Trust’s Registra |
|
| June 28, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| June 28, 2022 |
Consent of Independent Registered Public Accounting Firm filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated December 30, 2021 with respect to the financial statements and financial highlights of Conductor Global Equity Value (a fund in the Two Roads Shared Trust) included in the Certified Shareholder Report of Registered Management Investment Companies on Form N-CSR, which is incorporated by reference on Form N-14 (the ?Registration Statement?). |
|
| June 28, 2022 |
Form of Tax Opinion and Consent of Counsel filed herewith. EX. 16.12 FORM OF TAX OPINION [ ], 2022 Board of Trustees, Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Ladies and Gentlemen: You have requested our opinion as to certain United States (“U.S.”) federal income tax consequences of the Reorganization contemplated by the Agreement and Plan of Reorganization (the “Agreement”) made as of February 22, 2022, by and among Two R |
|
| June 28, 2022 |
CORRESP 10 filename10.htm Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www.blankrome.com June 28, 2022 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Two Roads Shared Trust (Registration No. 333-264503) Ladies and Gentlemen: On behalf of Two Roads Shared Trust, a registe |
|
| June 28, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 28 , 2022 File No. 333- 264503 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 Post-Effective Amendment No. (Check appropriate box or boxes.) TWO ROADS SHARED TRUST (Exact Name of Registrant as Specified in Charter) 225 Pictoria |
|
| May 26, 2022 |
REDWOOD MANAGED VOLATILITY PORTFOLIO SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value U. |
|
| May 25, 2022 |
TWO ROADS SHARED TRUST 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 TWO ROADS SHARED TRUST 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 May 25, 2022 VIA EDGAR Division of Investment Management U. |
|
| April 27, 2022 |
Consent of Independent Registered Public Accounting Firm filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated December 30, 2021 with respect to the financial statements and financial highlights of Conductor Global Equity Value (a fund in the Two Roads Shared Trust) included in the Certified Shareholder Report of Registered Management Investment Companies on Form N-CSR, which is incorporated by reference on Form N-14 (the “Registration Statement”). |
|
| April 27, 2022 |
As filed with the U.S. Securities and Exchange Commission on April 27, 2022 File No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes.) TWO ROADS SHARED TRUST (Exact Name of Registrant as Specified in Charter) 225 Pictoria Drive, S |
|
| April 27, 2022 |
Powers of Attorney are filed herewith. POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Two Roads Shared Trust (the “Trust”) hereby appoints James Colantino and Richard Malinowski (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on Form N-14 under the Invest |
|
| April 27, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www. |
|
| April 21, 2022 |
TWO ROADS SHARED TRUST 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 TWO ROADS SHARED TRUST 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 April 21, 2022 VIA EDGAR TRANSMISSION EDGAR Operations Branch Division of Investment Management U. |
|
| April 19, 2022 |
As filed with the U.S. Securities and Exchange Commission on April 19, 2022 File No. 333-182417 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 320 Post-Effective Amendment No. 323 (Check appropriate box or boxes.) TWO ROADS SHARED TRUST (Exact Name of Registrant as Specified in Charter) 225 Pic |
|
| April 19, 2022 |
POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Two Roads Shared Trust (the “Trust”) hereby appoints James Colantino and Richard Malinowski (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on Form N-14 under the Invest |
|
| April 8, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| March 31, 2022 |
AFFINITY WORLD LEADERS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 55. |
|
| March 30, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| March 30, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| March 30, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
RECURRENT MLP & INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 74. |
|
| March 30, 2022 |
NPORT-EX 2 conductornport.htm CONDUCTOR EX CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 55.4% ASSET MANAGEMENT - 1.4% 11,400 Onex Corporation $ 818,885 AUTOMOTIVE - 3.3% 1,382,000 BAIC Motor Corporation Ltd., H Shares 507,105 43,602 Stellantis N.V. 841,083 37,300 Toyota Boshoku Corporation 661,141 2,009,329 BEVERAGES - 1. |
|
| March 30, 2022 |
NPORT-P false 0001552947 XXXXXXXX S000068214 C000218404 Two Roads Shared Trust 811-22718 0001552947 549300REHU8QC2CK4V30 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 402-895-1600 Leadershares Alphafactor Tactical Focused ETF S000068214 549300QKZB2GZ6B2G123 2022-10-31 2022-01-31 N 142078894. |
|
| March 30, 2022 |
ANFIELD UNIVERSAL FIXED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value CLOSED END FUNDS — 0. |
|
| March 30, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| March 30, 2022 |
ANFIELD U.S. EQUITY SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 5.0% AUTOMOTIVE - 0.3% 18,300 Ford Motor Company $ 371,490 BANKING - 0.7% 1,200 Signature Bank 365,556 660 SVB Financial Group(a) 385,374 750,930 CHEMICALS - 0.3% 9,500 Mosaic Company (The) 379,525 CONTAINERS & PACKAGING - 0.4% 5,600 Sealed Air Corporation 380,352 ENGINEER |
|
| March 30, 2022 |
ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value CLOSED END FUNDS — 17. |
|
| March 30, 2022 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 8. |
|
| March 30, 2022 |
NPORT-P false 0001552947 XXXXXXXX S000040050 C000124329 C000124331 C000124332 Two Roads Shared Trust 811-22718 0001552947 549300REHU8QC2CK4V30 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 402-895-1600 Anfield Universal Fixed Income Fund S000040050 549300B6SKTUZX6YVF49 2022-10-31 2022-01-31 N 125282304. |
|
| March 30, 2022 | ||
| March 30, 2022 |
LEADERSHARES ACTIVIST LEADERS ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value COMMON STOCKS — 99. |
|
| March 30, 2022 |
Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2022 Principal Amount SHORT-TERM INVESTMENTS - 99. |
|
| March 30, 2022 |
NPORT-P false 0001552947 XXXXXXXX S000067047 C000215718 Two Roads Shared Trust 811-22718 0001552947 549300REHU8QC2CK4V30 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 402-895-1600 Anfield US Equity Sector Rotation ETF S000067047 549300NDF0K5C4SFNU15 2022-10-31 2022-01-31 N 115753947. |
|
| March 21, 2022 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| March 18, 2022 |
Holbrook Income Fund Portfolio of Investments (Unaudited) January 31, 2022 Shares Variable Rate (%) Coupon % Maturity Fair Value PREFERRED STOCK - 3. |
|
| March 11, 2022 |
SUPERFUND MANAGED FUTURES STRATEGY FUND CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 OPEN FUTURES CONTRACTS Number of Contracts(a) Open Long Futures Contracts Expiration Notional Amount Unrealized Appreciation (Depreciation) 27 CBOT 10 Year US Treasury Note(b) 03/22/2022 $ 3,455,163 $ 5,142 1 CBOT 2 Year US Treasury Note(b) 03/31/2022 216,656 (535) 35 CBOT 5 Year US Treasury N |
|
| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| December 29, 2021 |
ANFIELD UNIVERSAL FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 9. |
|
| December 29, 2021 |
TACTICAL DIVIDEND & MOMENTUM FUND SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 77. |
|
| December 29, 2021 |
APEX HEALTHCARE ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2021 Shares Fair Value COMMON STOCKS — 86. |
|
| December 29, 2021 |
ANFIELD DYNAMIC FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 100. |
|
| November 24, 2021 |
REDWOOD MANAGED VOLATILITY PORTFOLIO SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value OPEN END FUNDS — 97. |
|
| October 26, 2021 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www. |
|
| September 29, 2021 |
AFFINITY WORLD LEADERS EQUITY ETF AFFINITY WORLD LEADERS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value COMMON STOCKS — 99. |
|
| September 29, 2021 |
See accompanying notes which are an integral part of this schedule of investments. LEADERSHARES DYNAMIC YIELD ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) Spread (%) Maturity Fair Value CORPORATE BONDS — 69. |
|
| September 29, 2021 |
ANFIELD UNIVERSAL FIXED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value CLOSED END FUNDS — 0. |
|
| September 29, 2021 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) (%) Maturity Fair Value CONVERTIBLE BONDS — 0. |
|
| September 29, 2021 |
See accompanying notes which are an integral part of this schedule of investments. LEADERSHARES DYNAMIC YIELD ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) Spread (%) Maturity Fair Value CORPORATE BONDS — 69. |
|
| September 29, 2021 |
See accompanying notes which are an integral part of this schedule of investments. LEADERSHARES DYNAMIC YIELD ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) Spread (%) Maturity Fair Value CORPORATE BONDS — 69. |
|
| September 29, 2021 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) (%) Maturity Fair Value CONVERTIBLE BONDS — 0. |
|
| September 29, 2021 |
See accompanying notes which are an integral part of this schedule of investments. LEADERSHARES DYNAMIC YIELD ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) Spread (%) Maturity Fair Value CORPORATE BONDS — 69. |
|
| September 29, 2021 |
ANFIELD U.S. EQUITY SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 100.0% EQUITY - 100.0% 105,897 Communication Services Select Sector SPDR Fund $ 8,725,913 70,790 Consumer Discretionary Select Sector SPDR Fund 12,772,640 308,432 Financial Select Sector SPDR Fund 11,263,937 81,061 Health Care Select Sector SPDR Fund 10,712,211 106,00 |
|
| September 29, 2021 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) (%) Maturity Fair Value CONVERTIBLE BONDS — 0. |
|
| September 29, 2021 |
REDWOOD MANAGED VOLATILITY FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) (%) Maturity Fair Value CONVERTIBLE BONDS — 0. |
|
| September 29, 2021 |
ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value BOND FUNDS — 9. |
|
| September 29, 2021 |
See accompanying notes which are an integral part of this schedule of investments. LEADERSHARES DYNAMIC YIELD ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Principal Coupon Rate Amount ($) Spread (%) Maturity Fair Value CORPORATE BONDS — 69. |
|
| September 28, 2021 |
RECURRENT MLP & INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value COMMON STOCKS — 74. |
|
| September 28, 2021 |
CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value COMMON STOCKS — 87. |
|
| September 28, 2021 |
Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2021 Principal Amount SHORT-TERM INVESTMENTS - 88. |
|
| September 28, 2021 |
CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2021 Shares Fair Value COMMON STOCKS — 87. |
|
| September 21, 2021 |
Superfund Managed Futures Strategy Fund Superfund Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2021 Principal Fair Value SHORT-TERM INVESTMENT - 85. |
|
| September 21, 2021 |
Holbrook Income Fund Portfolio of Investments (Unaudited) July 31, 2021 Shares Variable Rate (%) Coupon % Maturity Fair Value PREFERRED STOCK - 4. |
|
| September 20, 2021 | ||
| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| August 10, 2021 |
CORRESP 1 filename1.htm Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www.blankrome.com August 10, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Deborah L. O’Neal Re: Two Roads Shared Trust (Registration No. 333-182417/811-22718) Response to Examiner Comments on Pos |
|
| June 29, 2021 |
ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNIVERSAL FIXED INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 9. |
|
| June 29, 2021 |
Anfield Dynamic Fixed Income ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 102. |
|
| June 28, 2021 |
New York Stock Exchange 11 Wall Street New York, NY 10005 June 28, 2021 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Shares of beneficial interest, no par value per share, of LeaderShares Dynamic Yield ETF, a series of Two Roads Shared Trust under the Exchange Act of 1934. |
|
| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| June 28, 2021 |
HANLON MANAGED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 98. |
|
| June 28, 2021 |
HANLON MANAGED INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 98. |
|
| June 14, 2021 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| June 3, 2021 |
CORRESP 2 filename2.htm Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www.blankrome.com June 3, 2021 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Two Roads Shared Trust (1933 Act Registration No. 333-182417) (1940 Act Registration No. 811-22718) Ladies and Gentlemen: On beha |
|
| May 25, 2021 |
Redwood Managed Volatility Portfolio NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2021 REDWOOD MANAGED VOLATILITY PORTFOLIO SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Fair Value OPEN END FUNDS — 82. |
|
| May 14, 2021 |
CORRESP 1 filename1.htm May 11, 2021 FILED VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attn: Ms. Christina DiAngelo Fettig Re: Two Roads Shared Trust (the “Registrant”) File Nos.: 811-22718; 333-182417 Dear Ms. Fettig: This letter is in response to the comments that you provided regarding the review of the |
|
| March 31, 2021 |
Anfield U.S. Equity Sector Rotation ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 100.1 % EQUITY - 100.1 % 58,857 Communication Services Select Sector SPDR Fund $ 3,936,356 39,290 Consumer Discretionary Select Sector SPDR Fund 6,365,373 171,372 Financial Select Sector SPDR Fund 4,961,219 45,081 Health Care Select Sector SPDR Fund 5,185,667 58,96 |
|
| March 31, 2021 |
Anfield Universal Fixed Income Fund Anfield Universal Fixed Income Fund SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value CLOSED END FUND - 0. |
|
| March 31, 2021 |
Affinity World Leaders Equity ETF Affinity World Leaders Equity ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCKS - 96. |
|
| March 31, 2021 |
Anfield Capital Diversified Alternatives ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCKS - 6. |
|
| March 29, 2021 |
CONDUCTOR GLOBAL EQUITY VALUE FUND d CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Value COMMON STOCKS — 91. |
|
| March 29, 2021 |
Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Principal Amount SHORT-TERM INVESTMENTS - 91. |
|
| March 29, 2021 |
CONDUCTOR GLOBAL EQUITY VALUE FUND d CONDUCTOR GLOBAL EQUITY VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Value COMMON STOCKS — 91. |
|
| March 29, 2021 |
RECURRENT MLP & ENERGY INFRASTRUCTURE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2021 Shares Value COMMON STOCKS — 75. |
|
| March 29, 2021 |
Holbrook Income Fund Portfolio of Investments (Unaudited) January 31, 2021 Shares Variable Rate (%) Coupon Rate % Maturity Value PREFERRED STOCK - 5. |
|
| March 26, 2021 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Fair Value CASH, OTHER ASSETS AND LIABILITIES - NET - 100. |
|
| March 26, 2021 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) January 31, 2021 LeaderShares® Activist Leaders® ETF PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 95. |
|
| March 26, 2021 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Fair Value CASH, OTHER ASSETS AND LIABILITIES - NET - 100. |
|
| March 26, 2021 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Fair Value CASH, OTHER ASSETS AND LIABILITIES - NET - 100. |
|
| March 26, 2021 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Fair Value CASH, OTHER ASSETS AND LIABILITIES - NET - 100. |
|
| March 25, 2021 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) January 31, 2021 LeaderShares® Activist Leaders® ETF PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 95. |
|
| March 25, 2021 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) January 31, 2021 NPORT-EX 2 leadersharesnport.htm LEADERSHARES NPORT LeaderShares® Activist Leaders® ETF PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 95.5 % ASSET MANAGEMENT- 7.6 % 65,195 Invesco Ltd. $ 1,342,365 42,809 Janus Henderson Group PLC 1,316,805 35,710 KKR & Co., Inc. 1,390,905 4,050,075 AUTOMOTIVE - 2.7 % 139,515 Tenneco, Inc. * 1,409,102 BIOTECH & PHARMA - 5.1 |
|
| March 25, 2021 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) January 31, 2021 LeaderShares® Activist Leaders® ETF PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Shares Fair Value COMMON STOCK - 95. |
|
| March 18, 2021 |
Superfund Managed Futures Strategy Fund Superfund Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) January 31, 2021 Principal Fair Value SHORT-TERM INVESTMENT - 85. |
|
| December 29, 2020 |
HANLON MANAGED INCOME FUND PORTFOLIO OF INVESTMENTS (Unaudited) October 31, 2020 Shares Value EXCHANGE-TRADED FUNDS — 19. |
|
| December 29, 2020 |
HANLON MANAGED INCOME FUND PORTFOLIO OF INVESTMENTS (Unaudited) October 31, 2020 Shares Value EXCHANGE-TRADED FUNDS — 19. |
|
| December 29, 2020 |
Anfield Universal Fixed Income ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2020 Shares Fair Value MUTUAL FUNDS - 7. |
|
| December 29, 2020 |
Anfield Dynamic Fixed Income ETF PORTFOLIO OF INVESTMENTS (Unaudited) October 31, 2020 Shares Security Fair Value EXCHANGE-TRADED FUNDS - 94. |
|
| November 24, 2020 |
Redwood Managed Volatility Portfolio PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Fair Value MUTUAL FUNDS - 99. |
|
| October 23, 2020 |
begin 644 TwoRoadsSharedTrust8A102320.pdf M)5!$1BTQ+C<*"C0@,"!O8FH*/#P*+T)I='-097)#;VUP;VYE;G0@. HO0V]L M;W)3<&%C92 O1&5V:6-E4D=""B]&:6QT97(@+T1#5$1E8V]D90HO2&5I9VAT M(#(Q,@HO3&5N9W1H(#$R-3$S"B]3=6)T>7!E("]);6%G90HO5'EP92 O6$]B M:F5C= HO5VED=&@@,C4U, H^/@IS=')E86T*]CX 02D9)1@ ! 0$ M #VP!# ," @," @,# P,$ P,$!0@%!00$!0H'!P8(# H,# L*"PL-#A(0 M#0X1#@L+$!80$1,4%145# \7&!84&!(4%13VP!# 0,$! 4$!0D%!0D4#0L |
|
| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| October 7, 2020 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| September 29, 2020 |
Anfield Universal Fixed Income Fund Anfield Universal Fixed Income Fund SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value CLOSED END FUND - 0. |
|
| September 28, 2020 |
Anfield Capital Diversified Alternatives ETF Anfield Capital Diversified Alternatives ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCKS - 6. |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
Anfield U.S. Equity Sector Rotation ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 99.6 % COMMUNICATIONS SECTOR - 7.2 % 80,782 Communication Services Select Sector SPDR Fund $ 4,695,858 CONSUMER DISCRETIONARY - 7.3 % 34,833 Consumer Discretionary Select Sector SPDR Fund 4,772,121 CONSUMER STAPLES - 8.8 % 91,158 Consumer Staples Select Sector SPDR Fu |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) July 31, 2020 LeaderShares® AlphaFactor® US Core Equity ETF PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCK - 99. |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
LeaderShares® ETF Funds PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) July 31, 2020 LeaderShares® AlphaFactor® US Core Equity ETF PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCK - 99. |
|
| September 28, 2020 |
Affinity World Leaders Equity ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2020 Shares Fair Value COMMON STOCKS - 95. |
|
| September 28, 2020 |
Redwood Funds NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Redwood Managed Volatility Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 CASH, OTHER ASSETS AND LIABILITIES - NET - 100 % $ 340,165,594 TOTAL NET ASSETS - 100. |
|
| September 28, 2020 |
Holbrook Income Fund Portfolio of Investments (Unaudited) July 31, 2020 Shares Variable Rate (%) Coupon % Maturity Fair Value PREFERRED STOCK - 3. |
|
| September 25, 2020 |
Conductor Global Equity Value Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Value COMMON STOCKS - 41. |
|
| September 25, 2020 |
Wealthfront Risk Parity Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Principal Amount SHORT-TERM INVESTMENTS - 94. |
|
| September 25, 2020 |
Recurrent MLP & Infrastructure Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Security Fair Value COMMON STOCKS - 76. |
|
| September 25, 2020 |
Conductor Global Equity Value Fund PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Shares Value COMMON STOCKS - 41. |
|
| September 22, 2020 |
Superfund Managed Futures Strategy Fund CONSOLIDATED PORTFOLIO OF INVESTMENTS (Unaudited) July 31, 2020 Principal Value SHORT-TERM INVESTMENT - 76. |
|
| September 17, 2020 |
Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www. |
|
| August 17, 2020 |
begin 644 8ACertADFI.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@ M," P(#8Q,B W.3)=("]#;VYT96YT(/]A M/MJ'9#QODF:*18"\7MUN#MMUBFV[>Q\41W8$V%+6EK.7?U]R9/?LC!*=7/H6 M6">R9#D0PZ'Y#"#\T653])QQ3Y\&)Q753I^S![8U\%=^?3KX.[E*1M\2J=Y MD59Y60Q&JL*WIKECYDB[,S=G%UR;X?'PDN\)^3B@D6PVOB%%MDQT=??F+% M\='%W?'1X$8R*;BS[&YR?"3A.<$D4RKA!AX7SM^9PW,CQ(V7<)WLJFLNNK MGX^/OO98U=V][?CHVOXQG\<'[5#Z&'WI8O42QV |
|
| July 31, 2020 |
Blank Rome, LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5147 (Phone) (917) 332-3028 (Facsimile) www. |
|
| June 30, 2020 |
Hanlon Managed Income Fund PORTFOLIO OF INVESTMENTS (Unaudited) April 30, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 25. |
|
| June 30, 2020 |
- ANFIELD UNIVERSAL FIXED INCOME ETF NQ Anfield Universal Fixed Income ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 10. |
|
| June 30, 2020 |
Hanlon Managed Income Fund PORTFOLIO OF INVESTMENTS (Unaudited) April 30, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 25. |
|
| May 27, 2020 |
Redwood Managed Volatility Portfolio PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Fair Value MUTUAL FUNDS - 69. |
|
| May 8, 2020 |
begin 644 SQEW050820.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V'0O26UA9V5"+TEM86=E0R]);6%G94E=(#X^+TUE M9&EA0F]X6R P(# @-C$R(#2]#4R]$979I8V521T(^/B]486)S M+U,O4W1R=6-T4&%R96YT)RU6MMN MVS@0?3?@?^"CM*AIWB12BZ) TB3=+C9%NS90%$4?5%=U@S9VZE4V[4M-^YP M:(MT)<6.0^="TR*EF3ESX2'M\MR?K4HZZOE8CRY5C;2W]4Y:=J]>P9.3U[3L8O)CF9S,D86PX&]PN"7,TXSF,I5 >-YP:C,R.QZ.!B MO"[G54;.EN3-<$#.+T%2CZZGR[I>7O>K>[ |
|
| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Two Roads Shared Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| April 22, 2020 |
CORRESP 1 filename1.htm Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 (212) 885-5000 (Phone) (212) 885-5001 (Facsimile) www.blankrome.com April 22, 2020 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Jeff Foor Re: Two Roads Shared Trust (Registration No. 333-182417/811-22718) Response to Examiner Comments on Post-Effecti |
|
| March 31, 2020 |
Two Roads Shared Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Richard Mal |
|
| March 31, 2020 |
united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Richard Mal |
|
| March 31, 2020 |
WLDR / Affinity World Leaders Equity ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 affinitynq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive office |
|
| March 31, 2020 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, James Colantino, certify that: 1. I have reviewed this report on Form N-Q of the Anfield Universal Fixed Income Fund, a Series of the Two Roads Shared Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
|
| March 31, 2020 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, James Colantino, certify that: 1. I have reviewed this report on Form N-Q of the Anfield Capital Diversified Alternatives ETF, a Series of the Two Roads Shared Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
|
| March 31, 2020 |
CERTIFICATIONS I, James Colantino, certify that: 1. I have reviewed this report on Form N-Q of the Anfield U.S. Equity Sector Rotation ETF, a Series of the Two Roads Shared Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
|
| March 31, 2020 |
CERTIFICATIONS I, James Colantino, certify that: 1. I have reviewed this report on Form N-Q of the Affinity World Leaders Equity ETF, a Series of the Two Roads Shared Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
|
| March 31, 2020 |
AFLEX / Anfield Universal Fixed Income Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Richard Mal |
|
| March 30, 2020 |
RMLPX / Recurrent MLP & Infrastructure Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 recurrentnq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Dr., Suite 450, Cincinnati, OH 45246 (Address of principal executive offices |
|
| March 30, 2020 |
WFRPX / WEALTHFRONT RISK PARITY FUND N-Q - Quarterly Schedule of Portfolio Holdings - N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22718 Two Roads Shared Trust (Exact name of registrant as specified in charter) 225 Pictoria Dr., Ste. 450, Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Richard Malino |
